Sophorn Hak – Financial Adviser
Adviser identifying number: 1005113
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2014
Name of the licence holder: AUSTRALIAN INVESTMENT EXCHANGE LIMITED
Licence number: 241400
Licensee’s ABN: 71076515930
Licence controlled by:
The date the Financial Adviser commenced the appointment: 01/11/2009
The date the Financial Adviser ceased the appointment: 01/11/2011
Name of the Authorised Representative:
Authorised Representative identifying number:
Authorised Representative’s ABN:
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Bachelor of Commerce – University of Western Australia
- Graduate Diploma in Financial Planning – Kaplan
Relevant memberships of professional bodies or industry associations:
Sophorn Hak is authorised to provide advices on following products: