Stephanie Guldberg Johansen – Financial Adviser
Adviser identifying number: 1006095
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2000
Name of the licence holder: BAILLIEU HOLST LTD
Licence number: 245421
Licensee’s ABN: 74006519393
Licence controlled by:
The date the Financial Adviser commenced the appointment: 01/05/2006
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: BAILLIEU HOLST LTD
Authorised Representative identifying number: 245421
Authorised Representative’s ABN: 74006519393
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- ACCREDITED DERIVATIVES ADVISER LEVEL 1 – KAPLAN / ASX
- DIPLOMA OF FINANCIAL MARKETS – FINSIA
- ITS WORKSTATION TRAINING FOR SEATS DTR’S – SECURITIES & DERIVATIVES INDUSTRY ASSOCIATION
- MARGIN LENDING ACCREDITATION PROGRAM – DEAKIN PRIME
- SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 – DEAKIN UNIVERSITY
Relevant memberships of professional bodies or industry associations: Stockbrokers Association of Australia
Stephanie Guldberg Johansen is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Foreign Exchange Contracts
- Government Debentures, Stocks or Bonds
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Managed Investment Schemes / MDA Services
- Retirement Savings Account Products
- Securities
- Margin Lending Facility / Standard Margin Lending Facility
- Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services
- Old Law Securities Options Contracts and Warrants Securities