Stephen Heppenstall – Financial Adviser

Adviser identifying number: 323169
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2008

Name of the licence holder: ORD MINNETT LIMITED
Licence number: 237121
Licensee’s ABN: 86002733048
Licence controlled by: IOOF HOLDINGS LTD

The date the Financial Adviser commenced the appointment: 01/10/2008
The date the Financial Adviser ceased the appointment: 27/02/2011
Name of the Authorised Representative: STEPHEN HEPPENSTALL
Authorised Representative identifying number: 000323169
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • ADA2 – KAPLAN
  • ASIC PS146 Compliance (Securities and Managed Investments) – Securities and Derivatives Industry Association
  • Diploma of Financial Planning – KAPLAN
  • Margin Lending – Stockbrokers Association of Australia
  • Professional Diploma in Stockbroking – Stockbrokers Association of Australia

Relevant memberships of professional bodies or industry associations: Stockbrokers Association of Australia

Stephen Heppenstall is authorised to provide advices on following products: