Stephen James Penn – Financial Adviser

Adviser identifying number: 1254164
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2017

Name of the licence holder: GODFREY PEMBROKE LIMITED
Licence number: 230690
Licensee’s ABN: 23002336254
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED

The date the Financial Adviser commenced the appointment: 28/04/2017
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: GODFREY PEMBROKE LIMITED
Authorised Representative identifying number: 230690
Authorised Representative’s ABN: 23002336254

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training: Diploma of Financial Planning – Mentor Education

Relevant memberships of professional bodies or industry associations: Chartered Accountants Australia and New Zealand (CA)

Stephen James Penn is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Deposit & Payment Products – Non-Cash Deposit Products
• Superannuation