Stephen John Caswell – Financial Adviser

Adviser identifying number: 1001340
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1985

Name of the licence holder: MMT FINANCIAL SOLUTIONS PTY LTD
Licence number: 458115
Licensee’s ABN: 40147903526
Licence controlled by:

The date the Financial Adviser commenced the appointment: 03/07/2014
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: MMT FINANCIAL SOLUTIONS PTY LTD
Authorised Representative identifying number: 458115
Authorised Representative’s ABN: 40147903526

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Advanced Diploma of Financial Planning – Deakin University
• Bachelor of Business – Finance & Economics – University of Technology Sydney

Relevant memberships of professional bodies or industry associations:

• Institute of Public Accountants (IPA)
• International Federation of Accountants (IFAC)

Stephen John Caswell is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility