Stephen John James – Financial Adviser
Adviser identifying number: 1004475
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1988
Name of the licence holder: ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Licence number: 237122
Licensee’s ABN: 31066414613
Licence controlled by: IOOF HOLDINGS LTD
The date the Financial Adviser commenced the appointment: 15/12/2003
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Authorised Representative identifying number: 000237122
Authorised Representative’s ABN: 31066414613
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Bachelor of Commerce – University of Newcastle
- Bachelor of Commerce – University of Newcastle
- Certificate IV in Business – Scouts Australia Institute of Training
- Certificate IV in Business – Scouts Australia Institute of Training
- Certified Financial Planner – Financial Planning Association of Australia
- Certified Financial Planner – Financial Planning Association of Australia
- Chartered Accountant – Institute of Chartered Accountants of Australasia
- Chartered Accountant – Institute of Chartered Accountants of Australasia
- Chartered Tax Adviser – Taxation Institute of Australia
- Chartered Tax Adviser – Taxation Institute of Australia
Relevant memberships of professional bodies or industry associations:
- Chartered Accountants Australia and New Zealand (CA)
- Chartered Accountants Australia and New Zealand (CA)
- Financial Planning Association of Australia (FPA)
- Financial Planning Association of Australia (FPA)
- Taxation Institute of Australia
- Taxation Institute of Australia
Stephen John James is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility