Stephen John James – Financial Adviser

Adviser identifying number: 1004475
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1988

Name of the licence holder: ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Licence number: 237122
Licensee’s ABN: 31066414613
Licence controlled by: IOOF HOLDINGS LTD

The date the Financial Adviser commenced the appointment: 15/12/2003
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Authorised Representative identifying number: 000237122
Authorised Representative’s ABN: 31066414613

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Commerce – University of Newcastle
• Bachelor of Commerce – University of Newcastle
• Certificate IV in Business – Scouts Australia Institute of Training
• Certificate IV in Business – Scouts Australia Institute of Training
• Certified Financial Planner – Financial Planning Association of Australia
• Certified Financial Planner – Financial Planning Association of Australia
• Chartered Accountant – Institute of Chartered Accountants of Australasia
• Chartered Accountant – Institute of Chartered Accountants of Australasia
• Chartered Tax Adviser – Taxation Institute of Australia
• Chartered Tax Adviser – Taxation Institute of Australia

Relevant memberships of professional bodies or industry associations:

• Chartered Accountants Australia and New Zealand (CA)
• Chartered Accountants Australia and New Zealand (CA)
• Financial Planning Association of Australia (FPA)
• Financial Planning Association of Australia (FPA)
• Taxation Institute of Australia
• Taxation Institute of Australia

Stephen John James is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility