Stephen Romic – Financial Adviser

Adviser identifying number: 236699
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1988

Name of the licence holder: D F S ADVISORY SERVICES PTY. LTD.
Licence number: 280881
Licensee’s ABN: 98104003714
Licence controlled by: GEORGE KRITHIS ~ PATRICIA CHAN ~ STEPHEN ROMIC

The date the Financial Adviser commenced the appointment: 22/06/2007
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: D F S ADVISORY SERVICES PTY. LTD.
Authorised Representative identifying number: 280881
Authorised Representative’s ABN: 98104003714

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Business (Banking and Finance) – Victoria University
• Master of Applied Finance Investment & Funds Management Specialisation – Macquarie University

Relevant memberships of professional bodies or industry associations:

Stephen Romic is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Foreign Exchange Contracts
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility
• Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services