Steven Robert Carroll – Financial Adviser
Adviser identifying number: 1004626
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1985
Name of the licence holder: PRIMESTOCK WEALTH MANAGEMENT PTY LTD
Licence number: 240277
Licensee’s ABN: 32087388476
Licence controlled by:
The date the Financial Adviser commenced the appointment: 01/04/1999
The date the Financial Adviser ceased the appointment: 01/04/2012
Name of the Authorised Representative:
Authorised Representative identifying number:
Authorised Representative’s ABN:
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
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Relevant qualifications and training:
- Bachelor of Arts (Accounting) – University of Adelaide
- Bachelor of Arts (Accounting) – University of Adelaide
- Diploma of Financial Services – NSW Institute of Technology
- Diploma of Financial Services – NSW Institute of Technology
Relevant memberships of professional bodies or industry associations:
Steven Robert Carroll is authorised to provide advices on following products: