Steven Shane Pritchard – Financial Adviser

Adviser identifying number: 1005751
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1988

Name of the licence holder: HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD
Licence number: 260967
Licensee’s ABN: 75000034435
Licence controlled by: PRITCHARD EQUITY LIMITED

The date the Financial Adviser commenced the appointment: 30/11/2016
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD
Authorised Representative identifying number: 260967
Authorised Representative’s ABN: 75000034435

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Commerce – University of Newcastle
• Bachelor of Commerce – University of Newcastle
• Certified Practising Accountant – CPA Australia
• Certified Practising Accountant – CPA Australia
• Graduate Diploma in Applied Finance & Investment – Securities Institute of Australia
• Graduate Diploma in Applied Finance & Investment – Securities Institute of Australia
• Registered Tax Agent – Tax Practioners Board
• Registered Tax Agent – Tax Practioners Board
• SMSF Auditor – ASIC
• SMSF Auditor – ASIC

Relevant memberships of professional bodies or industry associations:

• CPA Australia (CPA)
• CPA Australia (CPA)
• FINSIA
• FINSIA
• Taxation Institute of Australia
• Taxation Institute of Australia

Steven Shane Pritchard is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Superannuation
• Old Law Securities Options Contracts and Warrants Securities
• All Securities