Steven Shane Pritchard – Financial Adviser
Adviser identifying number: 1005751
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1988
Name of the licence holder: HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD
Licence number: 260967
Licensee’s ABN: 75000034435
Licence controlled by: PRITCHARD EQUITY LIMITED
The date the Financial Adviser commenced the appointment: 30/11/2016
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD
Authorised Representative identifying number: 260967
Authorised Representative’s ABN: 75000034435
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
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Relevant qualifications and training:
- Bachelor of Commerce – University of Newcastle
- Bachelor of Commerce – University of Newcastle
- Certified Practising Accountant – CPA Australia
- Certified Practising Accountant – CPA Australia
- Graduate Diploma in Applied Finance & Investment – Securities Institute of Australia
- Graduate Diploma in Applied Finance & Investment – Securities Institute of Australia
- Registered Tax Agent – Tax Practioners Board
- Registered Tax Agent – Tax Practioners Board
- SMSF Auditor – ASIC
- SMSF Auditor – ASIC
Relevant memberships of professional bodies or industry associations:
- CPA Australia (CPA)
- CPA Australia (CPA)
- FINSIA
- FINSIA
- Taxation Institute of Australia
- Taxation Institute of Australia
Steven Shane Pritchard is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Superannuation
- Old Law Securities Options Contracts and Warrants Securities
- All Securities