Stuart Cross – Financial Adviser

Adviser identifying number: 1252767
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1996

Name of the licence holder: SHAW AND PARTNERS LIMITED
Licence number: 236048
Licensee’s ABN: 24003221583
Licence controlled by:

The date the Financial Adviser commenced the appointment: 14/03/2017
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: SHAW AND PARTNERS LIMITED
Authorised Representative identifying number: 236048
Authorised Representative’s ABN: 24003221583

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Margin Lending Accreditation Program – Stockbrokers Association of Australia
• Margin Lending Tier 1 – Deakin Prime
• PS146 – Professional Diploma in Stockbroking – Stockbrokers Association of Australia
• SDIA Accreditation Program Assessment – Securities & Derivatives Industry Association
• Series 7,9,10,63 & 65 – NASD
• Superannuation Module – Securities Institute Education

Relevant memberships of professional bodies or industry associations: McLaren Vale Grape, Wine & Tourism Association

Stuart Cross is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Margin Lending Facility / Standard Margin Lending Facility
• Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services
• All Securities