Ariel Rios – Financial Adviser

Adviser identifying number: 418606
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2006

Name of the licence holder: GWM ADVISER SERVICES LIMITED
Licence number: 230692
Licensee’s ABN: 96002071749
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED

The date the Financial Adviser commenced the appointment: 17/12/2015
The date the Financial Adviser ceased the appointment: 18/03/2016
Name of the Authorised Representative: GWM ADVISER SERVICES LIMITED
Authorised Representative identifying number: 000230692
Authorised Representative’s ABN: 96002071749

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Advanced Diploma of Financial Planning – Kaplan
  • Certificate Mortgage Broking – Kaplan
  • Diploma of Finance and Mortgage Broking Management – Kaplan
  • Diploma of Financial Servies – Kaplan
  • SMSF Accreditation – SMSF Strategies

Relevant memberships of professional bodies or industry associations:

  • Financial Planning Association of Australia (FPA)
  • MFAA

Ariel Rios is authorised to provide advices on following products: