Ben Sutton – Financial Adviser

Adviser identifying number: 1005841
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1996

Name of the licence holder: PATERSONS SECURITIES LIMITED
Licence number: 239052
Licensee’s ABN: 69008896311
Licence controlled by: PATERSONS SECURITIES LIMITED

The date the Financial Adviser commenced the appointment: 21/12/2007
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PATERSONS SECURITIES LIMITED
Authorised Representative identifying number: 239052
Authorised Representative’s ABN: 69008896311

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • ADA2 – KAPLAN
  • Bachelor of Economics – Macquarie University
  • Graduate Diploma of Financial Planning – KAPLAN
  • Margin Lending – Stockbrokers Association of Australia
  • Professional Diploma in Stockbroking – Stockbrokers Association of Australia

Relevant memberships of professional bodies or industry associations:

Ben Sutton is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Derivatives
  • Government Debentures, Stocks or Bonds
  • Managed Investment Schemes / Managed Investment Schemes, excluding IDPS
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Managed Investment Schemes / IDPS Only
  • Managed Investment Schemes / Own Managed Investment Scheme Only
  • Managed Investment Schemes / MDA Services
  • Securities
  • Superannuation
  • Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services