Charley Xiao Wang – Financial Adviser
Adviser identifying number: 1240331
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1995
Name of the licence holder: MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence number: 240813
Licensee’s ABN: 19009145555
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
The date the Financial Adviser commenced the appointment: 29/12/1998
The date the Financial Adviser ceased the appointment: 25/10/2014
Name of the Authorised Representative:
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Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
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Relevant qualifications and training:
- ADA Level Two re-accreditation – ASX
- Authorized Derivative Adviser Renewal Exam – Kaplan
- General Securities Representative ( Series 7) exam – National Association of Securities Dealers
- Graduate Diploma in Applied Finance and Investment – Securities Institute of Australia( Finsia)
- Master of Applied Finance – Melbourne University
Relevant memberships of professional bodies or industry associations:
Charley Xiao Wang is authorised to provide advices on following products: