Chris Thoms – Financial Adviser

Adviser identifying number: 1000684
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2005

Name of the licence holder: CMT FINANCIAL SERVICES PTY LTD
Licence number: 434377
Licensee’s ABN: 61162109373
Licence controlled by:

The date the Financial Adviser commenced the appointment: 02/04/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: C.M.T. INVESTMENTS PTY. LTD.
Authorised Representative identifying number: 437322
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Bachelor of Business – RMIT
  • Bachelor of Business – RMIT
  • Bachelor of Economics – Monash University
  • Bachelor of Economics – Monash University
  • Graduate Diploma of Financial Planning – Securities Institute
  • Graduate Diploma of Financial Planning – Securities Institute
  • Master of Business Administration – Monash University
  • Master of Business Administration – Monash University
  • Professional Certificate in SMSF’s – Adelaide University
  • Professional Certificate in SMSF’s – Adelaide University

Relevant memberships of professional bodies or industry associations:

  • Financial Planning Association of Australia (FPA)
  • Financial Planning Association of Australia (FPA)
  • Financial Services Institute of Australasia
  • Independent Financial Advisers Association of Australia (IFAAA)
  • Independent Financial Advisers Association of Australia (IFAAA)
  • SMSF Association
  • SMSF Association

Chris Thoms is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Government Debentures, Stocks or Bonds
  • Life Products / Investment Life Insurance Products
  • Life Products / Life Risk Insurance Products
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Retirement Savings Account Products
  • Securities
  • Superannuation
  • Margin Lending Facility / Standard Margin Lending Facility