Claus Gerling – Financial Adviser

Adviser identifying number: 223084
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1986

Name of the licence holder: GERLING & COMPANY PTY LIMITED
Licence number: 218770
Licensee’s ABN: 80078111654
Licence controlled by:

The date the Financial Adviser commenced the appointment: 17/03/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: GERLING & COMPANY PTY LIMITED
Authorised Representative identifying number: 218770
Authorised Representative’s ABN: 80078111654

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Contact phone number:
Working hours:

Relevant qualifications and training:

  • PS 146 Securities – Securities Institute
  • Registered Representative – Sydney Futures Exchange
  • Series 3 – National Futures Association USA

Relevant memberships of professional bodies or industry associations:

Claus Gerling is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Derivatives
  • Foreign Exchange Contracts
  • Managed Investment Schemes / Own Managed Investment Scheme Only
  • Securities