Curtis Smith – Financial Adviser

Adviser identifying number: 1004841
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1992

Name of the licence holder: COMMONWEALTH PRIVATE LIMITED
Licence number: 314018
Licensee’s ABN: 30125238039
Licence controlled by:

The date the Financial Adviser commenced the appointment: 06/08/2010
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: COMMONWEALTH PRIVATE LIMITED
Authorised Representative identifying number: 000314018
Authorised Representative’s ABN: 30125238039

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Certificate in Financial Markets – Securities Institute of Australia
• Financial Planning Principles and Practice: Wealth Creation – Securities Institute of Australia
• PS 146 Compliance Program: Managed Investments Module – Securities Institute of Australia
• PS 146 Compliance Program: Securities Module – Securities Institute of Australia
• Superannuation: Advice and Regulation – Securities Institute of Australia

Relevant memberships of professional bodies or industry associations:

Curtis Smith is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Securities