Daniel O’leary – Financial Adviser

Adviser identifying number: 340288
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2005

Name of the licence holder: RIVIERA CAPITAL PTY LTD
Licence number: 338550
Licensee’s ABN: 58102982605
Licence controlled by: AFFINITY WEALTH SERVICES PTY LTD ~ Keith JONES

The date the Financial Adviser commenced the appointment: 21/08/2009
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: JOHN SLATER
Authorised Representative identifying number: 253528
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Advanced Diploma of Financial Planning – Pinnacle
  • Advanced Diploma of Financial Planning – Pinnacle
  • Diploma of Financial Services (Financial Planning) FNS50804 – Kaplan Professional
  • Diploma of Financial Services (Financial Planning) FNS50804 – Kaplan Professional
  • Diploma of Financial Services (Financial Planning) FNS50804 – Pinnacle Financial Services Academy
  • Diploma of Financial Services (Financial Planning) FNS50804 – Pinnacle Financial Services Academy
  • Regulatory Guide (RG) 146 all RG146 skills requirements Accreditation – Kaplan Professional
  • Regulatory Guide (RG) 146 all RG146 skills requirements Accreditation – Kaplan Professional
  • SMSF Specialist Adviser – Mentor Education
  • SMSF Specialist Adviser – Mentor Education

Relevant memberships of professional bodies or industry associations:

  • Financial Planning Association of Australia (FPA)
  • Financial Planning Association of Australia (FPA)

Daniel O’leary is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Government Debentures, Stocks or Bonds
  • Life Products / Investment Life Insurance Products
  • Life Products / Life Risk Insurance Products
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Managed Investment Schemes / MDA Services
  • Retirement Savings Account Products
  • Securities
  • Superannuation
  • Margin Lending Facility / Standard Margin Lending Facility