Dean Smith – Financial Adviser

Adviser identifying number: 401563
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2011

Name of the licence holder: TREND INVESTOR SERVICES PROPRIETARY LIMITED
Licence number: 255475
Licensee’s ABN: 65061768670
Licence controlled by:

The date the Financial Adviser commenced the appointment: 13/09/2016
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: SUMMIT WEALTH MANAGEMENT PTY LTD
Authorised Representative identifying number: 1239222
Authorised Representative’s ABN: 45130409951

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • ADA Level 1 – Kaplan
  • ADA Level 2 – Kaplan
  • Diploma of Financial Services – Kaplan

Relevant memberships of professional bodies or industry associations: Australian Technical Analysts Association

Dean Smith is authorised to provide advices on following products:

  • Derivatives
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Managed Investment Schemes / MDA Services
  • Securities