Derek Albert Findlay – Financial Adviser

Adviser identifying number: 276022
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2004

Name of the licence holder: IPRAXIS PTY LTD
Licence number: 329337
Licensee’s ABN: 39114365007
Licence controlled by:

The date the Financial Adviser commenced the appointment: 24/06/2010
The date the Financial Adviser ceased the appointment: 25/06/2010
Name of the Authorised Representative: DEREK ALBERT FINDLAY
Authorised Representative identifying number: 000276022
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • DIPLOMA of FINANCIAL SERVICES (Financial Planning) Advanced – Kings Institute College
  • Full Advice Ongoing Training – Kaplan

Relevant memberships of professional bodies or industry associations:

  • Asia Pacific Financial Services Association
  • Association of Financial Advisers (AFA)

Derek Albert Findlay is authorised to provide advices on following products: