Doris Baron – Financial Adviser

Adviser identifying number: 381390
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1997

Name of the licence holder: WESTPAC BANKING CORPORATION
Licence number: 233714
Licensee’s ABN: 33007457141
Licence controlled by: WESTPAC BANKING CORPORATION

The date the Financial Adviser commenced the appointment: 01/08/2009
The date the Financial Adviser ceased the appointment: 01/08/2010
Name of the Authorised Representative:
Authorised Representative identifying number:
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
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Address:
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Relevant qualifications and training:

  • Bachelor Degree – Business – University of Aachen Germany
  • CFP – Certified Financial Planner – Financial Planning Association of Australia
  • Diploma – Financial Planning – Commonwealth Bank of Australia
  • Diploma – Financial Planning – FPA Deakin University
  • Diploma – Mortgage Broking – The National Finance Institute

Relevant memberships of professional bodies or industry associations:

  • CFP – Certified Financial Planner (FPA)
  • Financial Planning Association of Australia (FPA)
  • Financial Services Institute of Australasia (FINSIA)

Doris Baron is authorised to provide advices on following products: