Graham Henry Holmes – Financial Adviser

Adviser identifying number: 227546
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1983

Name of the licence holder: COMPASS SECURITIES PTY LTD
Licence number: 225985
Licensee’s ABN: 74009569939
Licence controlled by:

The date the Financial Adviser commenced the appointment: 29/03/2003
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: COMPASS SECURITIES PTY LTD
Authorised Representative identifying number: 225985
Authorised Representative’s ABN: 74009569939

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Contact phone number:
Working hours:

Relevant qualifications and training:

  • Certified Financial Planner – FPA
  • Diploma of Financial Planning – FPA
  • L.U.A.T.C. 1 & 2 – Life Insurance Industry

Relevant memberships of professional bodies or industry associations: FOS

Graham Henry Holmes is authorised to provide advices on following products:

  • Government Debentures, Stocks or Bonds
  • Life Products / Investment Life Insurance Products
  • Life Products / Life Risk Insurance Products
  • Managed Investment Schemes / IDPS Only
  • Retirement Savings Account Products
  • Securities
  • Superannuation