Haydn Froggatt – Financial Adviser

Adviser identifying number: 335940
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2002

Name of the licence holder: ZODIAC SECURITIES PTY LTD
Licence number: 398350
Licensee’s ABN: 76142982554
Licence controlled by:

The date the Financial Adviser commenced the appointment: 04/03/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: IINVEST SECURITIES PTY LTD
Authorised Representative identifying number: 431611
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser: 18/06/1999
Disciplinary actions end date against the Financial Adviser: 17/12/1999
Disciplinary action type: Enforceable undertaking accepted on 18 June 1999 that Mr Froggatt will not for a period of six month

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Accredited Derivatives Adviser Level 1 and 2 – Australian Stock Exchange
• Margin Lending Accreditation Program – Deakin Prime/Stockbrokers Association of Australia
• Professional Diploma in Stockbroking – Deakin Prime/Stockbrokers Association of Australia

Relevant memberships of professional bodies or industry associations: Stockbrokers Association of Australia

Haydn Froggatt is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility