Ivy Ching Hsia Lai – Financial Adviser

Adviser identifying number: 413446
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2001

Name of the licence holder: BW CAPITAL PTY LTD
Licence number: 221409
Licensee’s ABN: 53100714118
Licence controlled by: DAVID CHARLES HARDEN ~ STEPHEN JOHN LAMBERT

The date the Financial Adviser commenced the appointment: 21/10/2011
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: BW CAPITAL PTY LTD
Authorised Representative identifying number: 221409
Authorised Representative’s ABN: 53100714118

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Commence – Curtin University of Technology
• Certified Financial Planner; Units 4,2 and 1 – CFP
• Diploma of Financial Planning – Financial Planning Association
• SEATS Designated Trading Representative – ASX
• SMSF Core Principles PS 146 compliance in advising – SMSF – Tribeca Learning (Australia)

Relevant memberships of professional bodies or industry associations:

Ivy Ching Hsia Lai is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Foreign Exchange Contracts
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Life Products / Life Products – Consumer Credit Insurance Only
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility
• Margin Lending Facility / Non-Standard Margin Lending Facility
• Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services
• FHSA Issued non ADI