James Francis Smith – Financial Adviser

Adviser identifying number: 241894
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1993

Name of the licence holder: GODFREY PEMBROKE LIMITED
Licence number: 230690
Licensee’s ABN: 23002336254
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED

The date the Financial Adviser commenced the appointment: 01/12/2003
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: GODFREY PEMBROKE LIMITED
Authorised Representative identifying number: 230690
Authorised Representative’s ABN: 23002336254

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor Degree – Business – Kuring-gai College of Advanced Education
• Bachelor Degree – Psychology – Macquarie University

Relevant memberships of professional bodies or industry associations: Financial Planning Association of Australia (FPA)

James Francis Smith is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Deposit & Payment Products – Non-Cash Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility