James Ian Smith – Financial Adviser

Adviser identifying number: 1236073
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2002

Name of the licence holder: RBS GROUP (AUSTRALIA) PTY LIMITED
Licence number: 247013
Licensee’s ABN: 78000862797
Licence controlled by:

The date the Financial Adviser commenced the appointment: 01/01/2003
The date the Financial Adviser ceased the appointment: 31/10/2012
Name of the Authorised Representative:
Authorised Representative identifying number:
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Assoc Diploma Business Studies/Accounting – Swinburne University
• Bachelor of Commerce (Management/Marketing) – Deakin University
• Diploma of financial planning – International Institute of Technology
• Gradute Diploma Business and Finance – Securities Institure of Australia

Relevant memberships of professional bodies or industry associations:

James Ian Smith is authorised to provide advices on following products: