James Michael Seabrook – Financial Adviser
Adviser identifying number: 405450
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2007
Name of the licence holder: SHAW AND PARTNERS LIMITED
Licence number: 236048
Licensee’s ABN: 24003221583
Licence controlled by:
The date the Financial Adviser commenced the appointment: 30/05/2011
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: SHAW AND PARTNERS LIMITED
Authorised Representative identifying number: 236048
Authorised Representative’s ABN: 24003221583
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
You may be interested in:
>>>Tips to Avoid Holiday Scams
>>>9 Major Risks of Investing in Cryptocurrency
Relevant qualifications and training:
- Accredited Derivatives Adviser Level 1 & 2 – Kaplan Professional Education
- Bachelor of Commerce Major in Accounting – Macquarie University
- Margin Lending Accreditation Program – Deakin Prime Corporate Education
- Professional Diploma in Securities & Derivatives – Deakin Prime Corporate Education
- SDIA Superannuation Module – RMIT University
Relevant memberships of professional bodies or industry associations:
James Michael Seabrook is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Derivatives
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Managed Investment Schemes / MDA Services
- Securities
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility
- Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services