Joseph Alexander Falkner – Financial Adviser

Adviser identifying number: 1253736
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2017

Name of the licence holder: CRAIGS INVESTMENT PARTNERS LIMITED
Licence number: 363407
Licensee’s ABN:
Licence controlled by: CRAIGS INVESTMENT PARTNERS LIMITED

The date the Financial Adviser commenced the appointment: 31/03/2017
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: CRAIGS INVESTMENT PARTNERS LIMITED
Authorised Representative identifying number: 363407
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Commerce (Finance and Marketing) – Lincoln University
• Certificate of Authorisation – AFA – Financial Markets Authority
• Level 4 Certificate in Discretionary Investment Management – The Chartered Insurance Institute UK
• Level 4 Certificate in Securities Advice and Dealing – The Chartered Insurance Institute UK
• Level 4 Diploma in Regulated Financial Planning – The Chartered Insurance Institute, UK

Relevant memberships of professional bodies or industry associations: NZX Associate Adviser

Joseph Alexander Falkner is authorised to provide advices on following products:

• Derivatives
• Foreign Exchange Contracts
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, excluding IDPS
• Securities