Keith Hockley – Financial Adviser

Adviser identifying number: 1000069
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2007

Name of the licence holder: VANGUARD GLOBAL INVESTMENTS PTY LIMITED
Licence number: 464367
Licensee’s ABN: 24165988858
Licence controlled by: Yosemite Group Co., Ltd ~ Keith Hockley [Date Ceased: 03/05/2016]

The date the Financial Adviser commenced the appointment: 12/11/2014
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: VANGUARD GLOBAL INVESTMENTS PTY LIMITED
Authorised Representative identifying number: 464367
Authorised Representative’s ABN: 24165988858

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Diploma Financial Services Financial Planning – Kaplan
• Diploma of Financial Services – Tribeca
• Post Graduate Diploma Applied Finance – FINSIA/Kaplan
• RG 146 Margin Lending and Geared Investments – Kaplan

Relevant memberships of professional bodies or industry associations:

• FINSIA
• Stockbrokers Association of Australia

Keith Hockley is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility