Marc Paul – Financial Adviser

Adviser identifying number: 1000552
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1999

Name of the licence holder: COMMONWEALTH SECURITIES LIMITED
Licence number: 238814
Licensee’s ABN: 60067254399
Licence controlled by:

The date the Financial Adviser commenced the appointment: 11/04/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: COMMONWEALTH SECURITIES LIMITED
Authorised Representative identifying number: 238814
Authorised Representative’s ABN: 60067254399

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • ASX Accredited Derivatives Adviser Level One – Australian Stock Exchange (ASX)
  • ASX Accredited Derivatives Adviser Level Two – Kaplan
  • Diploma of Financial Advising – Financial Services Institute of Australasia (Finsia)
  • Diploma of Investor Relations – Australasian Investor Relations Association (AIRA)

Relevant memberships of professional bodies or industry associations: Stockbrokers Association of Australia

Marc Paul is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Derivatives
  • Government Debentures, Stocks or Bonds
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Securities
  • Margin Lending Facility / Standard Margin Lending Facility