Marcus Wellington James – Financial Adviser

Adviser identifying number: 1246983
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2016

Name of the licence holder: NATIONAL AUSTRALIA BANK LIMITED
Licence number: 230686
Licensee’s ABN: 12004044937
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED

The date the Financial Adviser commenced the appointment: 27/06/2016
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: NATIONAL AUSTRALIA BANK LIMITED
Authorised Representative identifying number: 230686
Authorised Representative’s ABN: 12004044937

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Associate Diploma of Business – RMIT
  • Bachelor of Business – Monash University
  • Diploma of Financial Services – Australian Financial Markets Association
  • Graduate Diploma of Applied Finance and Investment – Securities Institute of Australia

Relevant memberships of professional bodies or industry associations: Australian Financial Markets Association

Marcus Wellington James is authorised to provide advices on following products:

  • Foreign Exchange Contracts