Nicholas Eric Locke – Financial Adviser

Adviser identifying number: 296283
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1996

Name of the licence holder: FINANCIAL WISDOM LIMITED
Licence number: 231138
Licensee’s ABN: 70006646108
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA

The date the Financial Adviser commenced the appointment: 09/10/2006
The date the Financial Adviser ceased the appointment: 03/04/2013
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Disciplinary actions start date against the Financial Adviser:
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Relevant qualifications and training:

• Certificate IV in Finance and Mortgage Broking – The National Finance Institute
• Diploma of Financial Services (Financial Planning) – Tribeca

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Nicholas Eric Locke is authorised to provide advices on following products: