Nicholas Rathjen – Financial Adviser

Adviser identifying number: 1004574
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2012

Name of the licence holder: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence number: 234527
Licensee’s ABN: 11005357522
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

The date the Financial Adviser commenced the appointment: 02/09/2016
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Authorised Representative identifying number: 000234527
Authorised Representative’s ABN: 11005357522

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Bachelor of Commerce – Flinders University
  • Diploma of Financial Planning – Mentor Education
  • Diploma of Stockbroking – Stockbrokers Association of Australia
  • Master of Applied Finance – Kaplan
  • Superannuation Accreditation – Stockbrokers Association of Australia

Relevant memberships of professional bodies or industry associations:

Nicholas Rathjen is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Derivatives
  • Government Debentures, Stocks or Bonds
  • Life Products / Investment Life Insurance Products
  • Life Products / Life Risk Insurance Products
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Retirement Savings Account Products
  • Securities
  • Superannuation
  • Miscellaneous Financial Facility / Miscellaneous Financial Investment Products