Rob Ellis – Financial Adviser

Adviser identifying number: 1000807
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2005

Name of the licence holder: PRESCOTT SECURITIES LTD
Licence number: 228894
Licensee’s ABN: 12096919603
Licence controlled by: CROWE HORWATH AUSTRALASIA PTY LTD ~ FINDEX GROUP LIMITED

The date the Financial Adviser commenced the appointment: 16/01/2017
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PRESCOTT SECURITIES LTD
Authorised Representative identifying number: 228894
Authorised Representative’s ABN: 12096919603

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Advanced Diploma of Financial Services (Financial Planning) – Kaplan Professional
• Advanced Diploma of Financial Services (Financial Planning) – Kaplan Professional
• Certificate III in Business Administration – Sunraysia Institute of TAFE
• Certificate III in Business Administration – Sunraysia Institute of TAFE
• Certificate IV in Financial Services (Finance/Mortgage Broking) – AAMC Training Group
• Certificate IV in Financial Services (Finance/Mortgage Broking) – AAMC Training Group
• Diploma of Financial Services (Financial Planning) – Kaplan Professional
• Diploma of Financial Services (Financial Planning) – Kaplan Professional
• Self Managed Superannuation Funds – Kaplan Professional
• Self Managed Superannuation Funds – Kaplan Professional

Relevant memberships of professional bodies or industry associations:

Rob Ellis is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Deposit & Payment Products – Non-Cash Deposit Products
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation