Rodney Lewis Baker – Financial Adviser

Adviser identifying number: 263856
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1999

Name of the licence holder: INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence number: 236523
Licensee’s ABN: 47097797049
Licence controlled by: STEINHARDT HOLDINGS PTY LTD

The date the Financial Adviser commenced the appointment: 21/01/2009
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: INFOCUS SECURITIES AUSTRALIA PTY LTD
Authorised Representative identifying number: 236523
Authorised Representative’s ABN: 47097797049

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • ASX Listed Products Accreditation Course – Kaplan
  • Bachelor of Business – University College of Southern Queensland
  • Certificate IV in Finance and Mortgage Broking – Kaplan
  • Margin Lending and Geared Investments – Kaplan
  • SMSF Adviser Education Program – Financial Essentials

Relevant memberships of professional bodies or industry associations: Chartered Accountants Australia and New Zealand (CA)

Rodney Lewis Baker is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Government Debentures, Stocks or Bonds
  • Life Products / Investment Life Insurance Products
  • Life Products / Life Risk Insurance Products
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Retirement Savings Account Products
  • Securities
  • Superannuation
  • Margin Lending Facility / Standard Margin Lending Facility