Ronald Ivor Griffiths – Financial Adviser

Adviser identifying number: 233148
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2001

Licence number: 223135
Licensee’s ABN: 24093733969
Licence controlled by:

The date the Financial Adviser commenced the appointment: 25/11/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: GRIFFITHS AND CO PTY. LTD.
Authorised Representative identifying number: 233150
Authorised Representative’s ABN: 46007137233

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Contact phone number:
Working hours:

Relevant qualifications and training:

  • Diploma of Financial Markets – Securities Institute
  • Graduate Diploma of Applied Finance and Investment – Securities Institute
  • Margin Lending and Geared Investments – Kaplan Professional
  • Master of Administration – Monash University
  • Registered Company Auditor & Registered Superannuation Fund Auditor – Australian Securities and Investment Commission (ASIC)

Relevant memberships of professional bodies or industry associations:

  • CPA Australia (CPA)
  • Chartered Accountants Australia and New Zealand (CA)
  • Tax Practitioners Board

Ronald Ivor Griffiths is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Government Debentures, Stocks or Bonds
  • Life Products / Investment Life Insurance Products
  • Life Products / Life Risk Insurance Products
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Retirement Savings Account Products
  • Securities
  • Superannuation
  • Margin Lending Facility / Standard Margin Lending Facility