Samuel Garreffa – Financial Adviser

Adviser identifying number: 1006966
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2010

Name of the licence holder: BROUGHAM & VAUX (AUST.) PTY LTD
Licence number: 394795
Licensee’s ABN: 56147788216
Licence controlled by:

The date the Financial Adviser commenced the appointment: 07/07/2015
The date the Financial Adviser ceased the appointment: 03/06/2016
Name of the Authorised Representative: BROUGHAM & VAUX (AUST.) PTY LTD
Authorised Representative identifying number: 000394795
Authorised Representative’s ABN: 56147788216

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Accredited Estate Planning Strategist (AEPS) – Financial Planning Association of Australia (FPA)
• Accredited Estate Planning Strategist (AEPS?) – Financial Planning Association of Australia (FPA)
• Bachelor of Business (Commercial Law) – The University of South Australia
• Certified Financial Planner (CFP) – Financial Planning Association of Australia (FPA)
• Certified Financial Planner (CFP?) – Financial Planning Association of Australia (FPA)
• Graduate Diploma of Financial Planning – Kaplan Professional
• Master of Applied Finance – Kaplan Professional

Relevant memberships of professional bodies or industry associations: Financial Planning Association of Australia (FPA)

Samuel Garreffa is authorised to provide advices on following products: