Simon Thomas Carter – Financial Adviser

Adviser identifying number: 1003411
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2014

Name of the licence holder: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence number: 234527
Licensee’s ABN: 11005357522
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

The date the Financial Adviser commenced the appointment: 23/12/2013
The date the Financial Adviser ceased the appointment: 18/01/2017
Name of the Authorised Representative: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Authorised Representative identifying number: 000234527
Authorised Representative’s ABN: 11005357522

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Advanced Diploma of Financial Planning – Mentor
  • Bachelor of Business (Finance & Marketing) – Edith Cowan University
  • Diploma of Financial Planning – Kaplan

Relevant memberships of professional bodies or industry associations: Financial Planner AFP

Simon Thomas Carter is authorised to provide advices on following products: