Stephanie Guldberg Johansen – Financial Adviser

Adviser identifying number: 1006095
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2000

Name of the licence holder: BAILLIEU HOLST LTD
Licence number: 245421
Licensee’s ABN: 74006519393
Licence controlled by:

The date the Financial Adviser commenced the appointment: 01/05/2006
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: BAILLIEU HOLST LTD
Authorised Representative identifying number: 245421
Authorised Representative’s ABN: 74006519393

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • ACCREDITED DERIVATIVES ADVISER LEVEL 1 – KAPLAN / ASX
  • DIPLOMA OF FINANCIAL MARKETS – FINSIA
  • ITS WORKSTATION TRAINING FOR SEATS DTR’S – SECURITIES & DERIVATIVES INDUSTRY ASSOCIATION
  • MARGIN LENDING ACCREDITATION PROGRAM – DEAKIN PRIME
  • SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 – DEAKIN UNIVERSITY

Relevant memberships of professional bodies or industry associations: Stockbrokers Association of Australia

Stephanie Guldberg Johansen is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Foreign Exchange Contracts
  • Government Debentures, Stocks or Bonds
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Managed Investment Schemes / MDA Services
  • Retirement Savings Account Products
  • Securities
  • Margin Lending Facility / Standard Margin Lending Facility
  • Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services
  • Old Law Securities Options Contracts and Warrants Securities