William Kwang Seong Tan – Financial Adviser

Adviser identifying number: 1235714
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1998

Name of the licence holder: YOC SECURITIES PTY LTD
Licence number: 465263
Licensee’s ABN: 20601104830
Licence controlled by: YOC HOLDINGS PTY LTD

The date the Financial Adviser commenced the appointment: 01/09/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: YOC SECURITIES PTY LTD
Authorised Representative identifying number: 465263
Authorised Representative’s ABN: 20601104830

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training: MBA – University of Bradford

Relevant memberships of professional bodies or industry associations:

William Kwang Seong Tan is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Securities
  • Margin Lending Facility / Standard Margin Lending Facility