Yvonne Lu – Financial Adviser

Adviser identifying number: 259648
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1998

Name of the licence holder: NOVUS CAPITAL LIMITED
Licence number: 238168
Licensee’s ABN: 32006711995
Licence controlled by:

The date the Financial Adviser commenced the appointment: 26/08/2009
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: NOVUS CAPITAL LIMITED
Authorised Representative identifying number: 238168
Authorised Representative’s ABN: 32006711995

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • ADA 1 and 2 – Tribecca
  • Master of Business – University of Technology, Sydney

Relevant memberships of professional bodies or industry associations:

Yvonne Lu is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Derivatives
  • Securities
  • Superannuation
  • Margin Lending Facility / Standard Margin Lending Facility